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Information
Municipal Advisor Exemption On Private Placements
Original Program Date :
Oct 29, 2020 (CST)
Length: 1 Hour, 4 Minutes
The SEC has provided a temporary exemption for Municipal Advisors to conduct private placement bond transactions. This may provide benefits in certain situations for school districts looking to issue debt.
Michael Hart, Vice President, Managing Director, PTMA Financial Solutions
Michael Hart joined PTMA in July 2020. He leads the Municipal Advisory practice for the firm in the state of Minnesota focused on public school districts. His experience includes leading school districts through the financial aspects of bond issues and referendums for both capital projects and operating funds as well as long term financial planning. Mr. Hart hold his Series 7, 50, 53, 54 and 63 securities licenses.
Steve R Pumper, Sr. Vice President, PTMA Financial Solutions
Steve Pumper joined PTMA Financial in July of 2009. Prior to joining PTMA, Steve worked as a school business manager in Minnesota schools for 22 years. He brings that experience in helping PMA develop services that are beneficial to the Business Manager in the field. Steve is a Registered Representative with FINRA and holds his series 7, 50 and 63 securities licenses.
