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Total Credits: 1 MASBO Credit(s)
Tags: Fall Conference
The SEC has provided a temporary exemption for Municipal Advisors to conduct private placement bond transactions. This may provide benefits in certain situations for school districts looking to issue debt.
| October 26: Municipal Advisor Exemption on Private Placements - Pumper & Hart - Presentation Slides (960.5 KB) | 19 Pages | Available after Registration |
Michael Hart is a Director of Public Finance in Minnesota for PMA Securities. He has over ten years of experience leading school districts through the financial aspects of bond issues and referendums for both capital projects and operating funds. Mr. Hart holds Series 7, 50, 53, 54, and 63 FINRA licenses.
Steve Pumper joined PMA Financial Network in July of 2009. Prior to joining PMA, Steve worked as a school business manager in Minnesota schools for 22 years. He brings that experience in helping PMA develop services that are beneficial to the Business Manager in the field. Steve is a Registered Representative with FINRA and holds his series 7, 50 and 63 securities licenses.
